Many bankers would agree that compliance is one of the hardest jobs at a financial institution.  With new laws being enacted, the interpretation of existing laws shifting, and many seasoned compliance professionals retiring or leaving the banking industry, meeting compliance requirements remains challenging.

Through the AaSys Group Compliance Portal, compliance specialists provide customized services and guidance to FIs.  Our compliance team possess a broad range of skills and certifications and we customize programs based on the needs of each individual FI.

For FI’s searching for comprehensive services, AaSys Group will create a roadmap identifying periodic compliance responsibilities.  AaSys Group can participate in assigned tasks, or oversee tasks being performed by banking personnel (and serve as an additional resource).  Compliance Review and Monitoring can include the following:

DEPOSIT COMPLIANCE

Regulation E

Regulation D

Regulation P

Regulation DD 

Regulation CC

FACT Act

Branch Closing Policy

Branch Signage

LOAN COMPLIANCE

Equal Credit Opportunity Act

Fair Credit Reporting Act(including Fair and Accurate Credit Transaction Act)

Real Estate Settlement Procurement Act

Truth-in-Lending ActTruth-in-Lending Act

TILA/RESPA Integrated Disclosures (TRID)

Fair Housing

Service Members Civil Relief Act

Escrow

Portal clients who need only ad hoc support can access AaSys Group Compliance Professionals as needed.

AaSys Group’ Compliance Portal provides a secured means of sharing documentation and getting answers to your compliance questions.

Whether your FI needs include hands-on compliance training for your staff, periodic monitoring of responsibilities, or an additional resource for your in-house compliance team, AaSys Group can customize a support solution perfectly designed to fit your FI’s needs.

CONTACT US TO GET STARTED

Many bankers would agree that compliance is one of the hardest jobs at a financial institution.  With new laws being enacted, the interpretation of existing laws shifting, and many seasoned compliance professionals retiring or leaving the banking industry, meeting compliance requirements remains challenging.

Through the AaSys Group Compliance Portal, compliance specialists provide customized services and guidance to FIs.  Our compliance team possess a broad range of skills and certifications and we customize programs based on the needs of each individual FI.

For FI’s searching for comprehensive services, AaSys Group will create a roadmap identifying periodic compliance responsibilities.  AaSys Group can participate in assigned tasks, or oversee tasks being performed by banking personnel (and serve as an additional resource).  Compliance Review and Monitoring can include the following:

DEPOSIT COMPLIANCE

Regulation E

Regulation D

Regulation P

Regulation DD 

Regulation CC

FACT Act

Branch Closing Policy

Branch Signage

LOAN COMPLIANCE

Equal Credit Opportunity Act

Fair Credit Reporting Act(including Fair and Accurate Credit Transaction Act)

Real Estate Settlement Procurement Act

Truth-in-Lending ActTruth-in-Lending Act

TILA/RESPA Integrated Disclosures (TRID)

Fair Housing

Service Members Civil Relief Act

Escrow

Portal clients who need only ad hoc support can access AaSys Group Compliance Professionals as needed.

AaSys Group’ Compliance Portal provides a secured means of sharing documentation and getting answers to your compliance questions.

Whether your FI needs include hands-on compliance training for your staff, periodic monitoring of responsibilities, or an additional resource for your in-house compliance team, AaSys Group can customize a support solution perfectly designed to fit your FI’s needs.

CONTACT US TO GET STARTED